Captive Filing Deadlines

Risk Retention Group Filings:

Due Date	Filing
March 1st	Annual Financial Statement, Attestation Report, Risk Based Capital Report, Actuarial Opinion, Form B/C, Form F, Actual to Actual Performance Comparison, Premium Tax, and Direct Economic Impact Statement
March 15th	Statement of Actuarial Opinion
April 1st	Management Discussion and Analysis and Supplemental Investment Risks Interrogatories
May 15th	1st Quarter Financial Statement
June 1st	Audited Financial Statements & Internal Control Letter
August 15th	2nd Quarter Financial Statement
November 15th	3rd Quarter Financial Statement


March 1st	Premium Tax
June 30th	Actuarial Opinion and Audited Financial Statements
July 1st	Annual Report, Actual to Actual Performance Comparison, and Direct Economic Impact Statement


March 1st	Annual Financial Statement, Attestation Report, Risk Based Capital Report, Actuarial Opinion, Actual to Expected Performance Comparison, Premium Tax, and Direct Economic Impact Statement
April 1st	Management Discussion and Analysis, Regulatory Assets Adequacy Issues Summary, and Supplemental Investment Risks Interrogatories
May 15th	1st Quarter Financial Statement
June 1st	Actual to Expected Review of Lapse and Mortality Assumptions, Independent Actuarial Opinion, and Audited Financial Statements
August 15th	2nd Quarter Financial Statement
November 15th	3rd Quarter Financial Statement